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Regulation NMS
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#	Item
181	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]November 14, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 T Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 09:42:02 United States securities law Economy of the United States Finance Self-regulatory organizations 73rd United States Congress Consolidated Tape Association Regulation NMS Securities Exchange Act Market data Financial markets Financial economics United States Securities and Exchange Commission
182	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]November 3, 2014 Joint Industry Plan; BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, I Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 17:07:09 United States Securities and Exchange Commission Finance Financial markets Regulation NMS Chicago Stock Exchange Securities Exchange Act Algorithmic trading Order Tick size Financial economics Investment Stock market
183	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]November 14, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 11:40:54 United States securities law Finance Self-regulatory organizations Investment 73rd United States Congress Consolidated Tape Association Regulation NMS Securities Exchange Act Market data Financial markets Financial economics United States Securities and Exchange Commission
184	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]November 13, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Acce Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:52:48 Financial economics Investment 73rd United States Congress United States securities law Direct Edge Regulation NMS International Securities Exchange NASDAQ New York Stock Exchange United States Securities and Exchange Commission Economy of the United States Stock market
185	SR-CHX[removed]Page 42 of 51 Exhibit 5 Additions are underlined; deleted text is [in brackets] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-12 16:56:47 Investment Chicago Stock Exchange Finance Order Intermarket sweep order Regulation NMS National best bid and offer Matching Stock market Financial markets Financial economics
186	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:32:01 Financial markets United States Securities and Exchange Commission Financial regulation Short selling Wedbush Securities Naked short selling Short Regulation NMS Broker-dealer Financial economics Investment Finance
187	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]November 14, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 11:41:17 United States securities law Finance Self-regulatory organizations Investment 73rd United States Congress Consolidated Tape Association Regulation NMS Securities Exchange Act Market data Financial markets Financial economics United States Securities and Exchange Commission
188	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]October 23, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 08:59:27 Financial economics Direct Edge Routing Regulation NMS Algorithmic trading Investment New York Stock Exchange Order Finance Financial markets Mathematical finance Stock market
189	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]November 10, 2014 Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-12 16:56:47 United States Securities and Exchange Commission Investment Self-regulatory organizations Chicago Stock Exchange Finance Order Regulation NMS Intermarket sweep order National best bid and offer Financial markets Stock market Financial economics
190	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]December 11, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-12 09:05:08 Finance United States Securities and Exchange Commission 73rd United States Congress Securities Exchange Act United States securities law Short NASDAQ Regulation NMS Market data Financial markets Financial economics Investment

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